Financial Conduct Authority.
quasi-governmental agency in the United Kingdom
- Reports this week
- 17
- Active events
- 15
- Connections
- 302
What's happening
Active this week
-
FCA closed its investigation into Home REIT, which was listed on the London Stock Exchange.Some support1 report
-
The Financial Conduct Authority is focusing on improving smaller firm processes, driving market settlement timelines, and aligning jurisdictions.Some support1 report
-
The Financial Conduct Authority approved the financial promotion announcement for Invinity Energy Systems plc on October 20, 2026.Some support1 report
-
ExxonMobil reports from Houston while the FCA approves Regulatory News Service (RNS) usage on the London Stock Exchange.Some support1 report
-
Anthropic is undergoing review under an executive order regarding AI risks, with findings reported on AI and finance.Some support5 reports
-
The Financial Conduct Authority published a Handbook Notice on cryptoassets, and TNFD guidance began using LEAP data to assess water risks.Some support1 report
-
Goldman Sachs International conducted a share purchase on the London Stock Exchange, which was subsequently approved by the Financial Conduct Authority.Some support2 reports1 development inside
-
Goldman Sachs International conducted a share purchase on the LSE involving ExxonMobil, with FCA approval.Some support4 reports
-
PhotonPay secured an EMI license from the Financial Conduct Authority and plans to expand its operations across Europe.Some support2 reports
-
Jardine Matheson Holdings Limited is complying with requirements for PRM Admission to Trading.Some support1 report
-
Beaumont Cornish advises Talisman Metals PLC under AIM Rules for the LSE, with an AGM scheduled in Ireland.Some support1 report
-
The Financial Conduct Authority analyzed the effect of industry consolidation on the advice market.Some support1 report
-
AMC shares have been approved by the Financial Conduct Authority (FCA).Some support1 report
-
Galileo Resources Plc is conforming to AIM Rules and received RNS approval from the Financial Conduct Authority.Some support1 report
-
Palantir secured contracts with the FCA, while Tom Watson joined the company and Johnson/Cummings met with a co-founder.Some support1 report
Earlier this month
-
Brooks Macdonald held its Annual General Meeting in London and submitted resolutions to the Financial Conduct Authority.Some support1 report
-
Oberon AIM VCT PLC shares are set to trade on the LSE main market and be admitted to the FCA list.Some support1 report
-
Prudential plc received FCA approval for its supplementary prospectus and listed ADRs on the NYSE.Some support1 report
-
The Financial Conduct Authority authorizes and regulates Marex Financial on October 8, 2026.Some support1 report
-
Fraudulent bids are threatening market trust, according to the Financial Conduct Authority.Some support2 reports
-
The Bank of England, FCA, and HSBC are involved in a situation where monetary policy is monitored by the FCA and market rates are influenced by central bank policy.Some support1 report1 development inside
-
HSBC is participating in the Digital Securities Sandbox using its Orion platform, involving the FCA and legal partners.Some support1 report
-
R8 CAPITAL INVESTMENTS PLC is seeking to resume trading and restore its listing status on the London Stock Exchange.Some support3 reports
-
Goldman Sachs International purchased shares of InterContinental Hotels Group PLC on the London Stock Exchange, following FCA approval.Well supported63 reports
-
The Financial Conduct Authority provides oversight of share issuance under UK MAR for Informa.Some support1 report
-
AJ Bell provided data on pension withdrawal trends on July 28, 2026.Some support4 reports
-
The Financial Conduct Authority regulates the debt service provided by the Salvation Army.Some support1 report
-
Zurich Insurance Group plans to acquire Beazley in an all-cash deal, pending review by the European Commission regarding competition in the EEA market.Well supported8 reports3 developments inside
-
A company in Bermuda must comply with Bermuda law, IFRS standards from IASB, and FCA Listing Rules.Some support1 report
-
FCA set new cost disclosure regime for investment trusts, while activist investors pushed for board changes and better deals.Some support1 report
-
Quilter plc is conducting a share buyback program, which must comply with UK listing rules and involves multiple trading venues.Some support1 report1 development inside
-
Sam Bell founded the Investor Summit in the City of London, where experts like Stephen Kelly and Charles Hall participated alongside FCA representatives.Some support1 report
-
Shareholder interest notification rules involving a company and the Financial Conduct Authority.Some support9 reports7 developments inside
-
Cadence Minerals Plc must notify the Financial Conduct Authority regarding interest changes under regulatory rules.Some support1 report
-
The FCA authorizes and regulates Retail Book Limited, linking the Barroso Lithium Project in Portugal to the EU Critical Raw Materials Act.Some support2 reports
-
The IIF has responded to the joint consultation regarding tokenization and Distributed Ledger Technology (DLT) between the FCA and the Bank of England.Some support1 report1 development inside
-
ClearToken CSD received Gate 2 approval for DSD operation from regulators.Some support1 report
-
SDCL operates from offices in London, involving the Financial Conduct Authority.Some support2 reports
-
A Trust was launched on the London Stock Exchange.Well supported10 reports1 development inside
One to three months ago
-
The Environment Agency warned of drought bans in England, and the Financial Conduct Authority regulated mortgage services.Some support1 report
-
The Financial Conduct Authority is negotiating a settlement with HTX regarding illegal crypto advertisements.Some support2 reports
-
Stéphane took on new roles, serving as Non-Executive Director of the FCA and joining Pluridio as Strategic Advisor.Some support1 report
-
SDCL Efficiency Income Trust plc must comply with disclosure guidance rules set by the Financial Conduct Authority.Some support1 report1 development inside
-
A company adheres to Financial Conduct Authority Prospectus Rules.Some support2 reports1 development inside
-
Malibu Life Holdings Limited is facing the requirement of Financial Conduct Authority compliance for its shares to be admitted to trading.Some support1 report
-
The Financial Conduct Authority is seeking views from industry leaders, including Coinbase, regarding new rules and compliance for digital assets.Some support2 reports1 development inside
-
FCA requires firms, including Coinbase, to register under MLR as part of ongoing compliance requirements for digital assets.Some support1 report
-
FCA data shows rising debt levels while Coventry Building Society offers mortgages in England.Some support1 report
-
A high-level conference was held in Vietnam involving the Deputy Finance Minister, LSE CEO, and FCA representatives to discuss financial cooperation.Some support1 report1 development inside
-
Rotork complied with Financial Conduct Authority obligations and purchased shares on the London Stock Exchange on September 14, 2026.Some support2 reports
-
Cooperation on market development between Vietnam and the Financial Conduct Authority (FCA) to strengthen links with London's financial center.Some support1 report1 development inside
-
Alex Ford is currently working with Encompass, while the Financial Conduct Authority is conducting a review into autonomous systems.Some support1 report
-
JPMorgan Emerging Markets Dividend Income plc adheres to disclosure guidance rules set by the Financial Conduct Authority.Some support1 report
-
The Financial Conduct Authority is under investigation into trade finance fraud allegations involving Radiant World.Some support1 report
-
HSBC, the Financial Conduct Authority, and Barclays were appointed to the action lab steering group on September 9, 2026.Some support1 report
-
Gfinity PLC must adhere to disclosure guidance rules set by the Financial Conduct Authority.Some support1 report
-
The FCA is amending conduct rules for non-bank firms, increasing scrutiny and reporting requirements, while observers note conduct issues are used for dismissals.Some support2 reports1 development inside
-
Firms must now detect and report suspicious orders and transactions to the Financial Conduct Authority.Some support1 report
-
Literacy Capital plc is seeking compliance for market admission and moving to the main market segment.Some support1 report
-
The Financial Conduct Authority has released findings from a survey regarding the current high housing costs affecting adults in London and the South East.Some support1 report
No events began in the chosen period. Widen it, or reset.
What's reaching Financial Conduct Authority
Events traced to Financial Conduct Authority, step by step, newest first- DLT pilot in UK sandbox may force FCA to adapt rulesThe FCA may need to adapt rules to govern DLT in UK sovereign debt markets.Possible
- How does the scrutiny of the FCA's handling of a serious whistleblower case affect the Financial Conduct Authority?FCA faces calls for independent review after trader's death linked to whistleblower processReported
Explainers that pass through Financial Conduct Authority
Financial Conduct Authority is a step on the way to someone elseAround Financial Conduct Authority this week
News at the entities that move Financial Conduct Authority most-
U.K. StructuralAn Israeli arms factory has been located in the United Kingdom.Moves Financial Conduct Authority
-
BMW StructuralBMW models were featured in motorcycle tests while Jerez hosted WorldSBK events.Moves Financial Conduct Authority
-
John Williams StructuralFed official John Williams provided dovish comments, leading to market analysis by Brooks.Moves Financial Conduct Authority
-
OpenAI StructuralOpenAI discovered a PHP vulnerability, prompting multiple nations, including the Netherlands and Finland, to take government services offline for patching.Moves Financial Conduct Authority
-
Intercontinental Exchange StructuralCNBC reported on mortgage rates from Freddie Mac, and Intercontinental Exchange monitors these rates using the data.Moves Financial Conduct Authority
-
Coinbase StructuralThe crypto market is experiencing a rally, boosting related stocks as major firms like BlackRock remain involved in Bitcoin funds under SEC oversight.Moves Financial Conduct Authority
Connections
The 40 strongest of 302, analyzed from the reporting. The bars show how strongly a change on one side reaches the other.-
London Stock Exchange Structural
The Financial Conduct Authority formally regulates the London Stock Exchange and its information provision functions.
-
John Williams Structural
John Williams held the structural role of former Director at the Financial Conduct Authority.
-
SSE plc Structural
SSE plc is subject to mandatory oversight and reporting requirements of the Financial Conduct Authority under Market Abuse Regulation (MAR).
-
David Geale Structural
David Geale holds the position of executive director at the Financial Conduct Authority.
-
company Structural
The company is subject to mandatory oversight, rules, and authorization requirements set by the Financial Conduct Authority.
-
London Structural
The FCA establishes and enforces the regulatory framework that governs financial activities and market operations within London.
-
OSB GROUP PLC Structural
OSB Group PLC is subject to formal regulation and compliance requirements set by the Financial Conduct Authority.
-
Donald Tang Structural
Donald Tang's professional activities are subject to the oversight and regulatory clearance of the Financial Conduct Authority.
Show all 40 connections
-
U.K. Structural
The Financial Conduct Authority operates as the financial services regulator under the jurisdiction of the U.K. government.
-
OpenAI Structural
The FCA is actively reviewing the need to apply AI regulation to consumer financial decisions involving OpenAI.
-
Microsoft Structural
Microsoft is formally designated by the FCA as a critical third-party supplier, subjecting its operations to regulatory oversight.
-
Northern Ireland Structural
Northern Ireland operates under the regulatory oversight of the Financial Conduct Authority.
-
BMW Structural
The appointment is formally dependent on the approval process managed by the Financial Conduct Authority.
-
National Westminster Bank Structural
The Financial Conduct Authority formally reviews and investigates National Westminster Bank regarding operational compliance and customer failures.
-
Daniel Thomas Structural
The Financial Conduct Authority formally banned Daniel Thomas for providing reckless financial advice.
-
Nigel Farage Transactional
The Financial Conduct Authority is tracking and investigating Nigel Farage regarding claims made about crypto advocacy.
-
BGC Partners Structural
The Financial Conduct Authority regulates and investigates BGC Partners regarding financial misconduct and compliance.
-
Binance Structural
The Financial Conduct Authority establishes strict regulatory frameworks that govern and constrain Binance's ability to operate in the UK market.
-
EnQuest Structural
EnQuest is currently involved in an acquisition process that requires formal oversight and approval from the Financial Conduct Authority.
-
Rathi Structural
Rathi serves as the CEO of the Financial Conduct Authority.
-
Oakley Capital Investments Limited Structural
Oakley Capital is subject to mandatory notification requirements under the FCA's regulatory framework.
-
Edison Structural
Edison is subject to regulation and authorization by the Financial Conduct Authority.
-
Investa Structural
Investa operates under the formal regulatory oversight of the Financial Conduct Authority.
-
Coinbase Structural
Coinbase operates as a digital asset firm under the specific rules, authorization, and oversight of the Financial Conduct Authority.
-
AMC Structural
AMC's shares and operations are subject to regulation and approval by the Financial Conduct Authority.
-
HSBC Structural
HSBC operates under the formal regulatory oversight, investigation, and compliance requirements of the Financial Conduct Authority.
-
Hitchin Structural
The Financial Conduct Authority regulates mortgage brokers operating in the area of Hitchin.
-
Starling Bank Structural
Starling Bank operates under the oversight and regulatory framework of the Financial Conduct Authority, which has the power to fine and enforce compliance.
-
Lichfield Structural
The Financial Conduct Authority applies formal oversight and regulatory standards to mortgage services operating within the geographical area of Lichfield.
-
Metro Bank Structural
Metro Bank operates under the direct regulatory oversight of the Financial Conduct Authority (FCA).
-
Intercontinental Exchange Structural
FCA regulates the conduct of UK clients trading CFDs on exchanges like ICE.
-
Nationwide Building Society Structural
The FCA formally regulates Nationwide Building Society, overseeing compliance, investigating failures, and issuing fines.
-
Lloyds Banking Group Structural
The Financial Conduct Authority formally regulates Lloyds Banking Group, investigating and finding failures in customer service and operational standards.
-
Aviva Structural
The FCA exercises formal regulatory oversight over Aviva, monitoring corporate actions and enforcing listing and transparency rules.
-
LANDMARK Structural
LANDMARK's services are subject to regulation and approval by the Financial Conduct Authority.
-
Goldman Sachs International Structural
Goldman Sachs International operates under the formal financial oversight and regulatory approval of the Financial Conduct Authority.
-
Hong Kong Transactional
The FCA, as the UK regulator, exercises authority over market listings and IPOs concerning Hong Kong entities seeking UK market access.
-
Howard Lutnick Structural
The Financial Conduct Authority is actively investigating Howard Lutnick regarding his disclosures and alleged business ties.
-
Google Structural
The FCA is exercising oversight and designating Google as a critical third party regarding AI use in financial services.
-
Hongkong Land Structural
Hongkong Land is subject to formal regulation by the Financial Conduct Authority.
History
Events by the month they beganOctober 2026
19 events- FCA closed its investigation into Home REIT, which was listed on the London Stock Exchange.
- The Financial Conduct Authority is focusing on improving smaller firm processes, driving market settlement timelines, and aligning jurisdictions.
- The Financial Conduct Authority approved the financial promotion announcement for Invinity Energy Systems plc on October 20, 2026.
- ExxonMobil reports from Houston while the FCA approves Regulatory News Service (RNS) usage on the London Stock Exchange.
- The Financial Conduct Authority published a Handbook Notice on cryptoassets, and TNFD guidance began using LEAP data to assess water risks.
- Goldman Sachs International conducted a share purchase on the LSE involving ExxonMobil, with FCA approval.
- PhotonPay secured an EMI license from the Financial Conduct Authority and plans to expand its operations across Europe.
- Jardine Matheson Holdings Limited is complying with requirements for PRM Admission to Trading.
- Beaumont Cornish advises Talisman Metals PLC under AIM Rules for the LSE, with an AGM scheduled in Ireland.
- The Financial Conduct Authority analyzed the effect of industry consolidation on the advice market.
- AMC shares have been approved by the Financial Conduct Authority (FCA).
- Galileo Resources Plc is conforming to AIM Rules and received RNS approval from the Financial Conduct Authority.
- Palantir secured contracts with the FCA, while Tom Watson joined the company and Johnson/Cummings met with a co-founder.
- Brooks Macdonald held its Annual General Meeting in London and submitted resolutions to the Financial Conduct Authority.
- Oberon AIM VCT PLC shares are set to trade on the LSE main market and be admitted to the FCA list.
- Prudential plc received FCA approval for its supplementary prospectus and listed ADRs on the NYSE.
- The Financial Conduct Authority authorizes and regulates Marex Financial on October 8, 2026.
- HSBC is participating in the Digital Securities Sandbox using its Orion platform, involving the FCA and legal partners.
- The Financial Conduct Authority provides oversight of share issuance under UK MAR for Informa.
September 2026
27 events- Fraudulent bids are threatening market trust, according to the Financial Conduct Authority.
- The Bank of England, FCA, and HSBC are involved in a situation where monetary policy is monitored by the FCA and market rates are influenced by central bank policy.
- The Financial Conduct Authority regulates the debt service provided by the Salvation Army.
- A company in Bermuda must comply with Bermuda law, IFRS standards from IASB, and FCA Listing Rules.
- FCA set new cost disclosure regime for investment trusts, while activist investors pushed for board changes and better deals.
- Quilter plc is conducting a share buyback program, which must comply with UK listing rules and involves multiple trading venues.
- Sam Bell founded the Investor Summit in the City of London, where experts like Stephen Kelly and Charles Hall participated alongside FCA representatives.
- Cadence Minerals Plc must notify the Financial Conduct Authority regarding interest changes under regulatory rules.
- The FCA authorizes and regulates Retail Book Limited, linking the Barroso Lithium Project in Portugal to the EU Critical Raw Materials Act.
- ClearToken CSD received Gate 2 approval for DSD operation from regulators.
- The Environment Agency warned of drought bans in England, and the Financial Conduct Authority regulated mortgage services.
- Stéphane took on new roles, serving as Non-Executive Director of the FCA and joining Pluridio as Strategic Advisor.
- A company adheres to Financial Conduct Authority Prospectus Rules.
- Malibu Life Holdings Limited is facing the requirement of Financial Conduct Authority compliance for its shares to be admitted to trading.
- FCA requires firms, including Coinbase, to register under MLR as part of ongoing compliance requirements for digital assets.
- FCA data shows rising debt levels while Coventry Building Society offers mortgages in England.
- A high-level conference was held in Vietnam involving the Deputy Finance Minister, LSE CEO, and FCA representatives to discuss financial cooperation.
- Rotork complied with Financial Conduct Authority obligations and purchased shares on the London Stock Exchange on September 14, 2026.
- Cooperation on market development between Vietnam and the Financial Conduct Authority (FCA) to strengthen links with London's financial center.
- Alex Ford is currently working with Encompass, while the Financial Conduct Authority is conducting a review into autonomous systems.
- JPMorgan Emerging Markets Dividend Income plc adheres to disclosure guidance rules set by the Financial Conduct Authority.
- The Financial Conduct Authority is under investigation into trade finance fraud allegations involving Radiant World.
- HSBC, the Financial Conduct Authority, and Barclays were appointed to the action lab steering group on September 9, 2026.
- Gfinity PLC must adhere to disclosure guidance rules set by the Financial Conduct Authority.
- Firms must now detect and report suspicious orders and transactions to the Financial Conduct Authority.
- Literacy Capital plc is seeking compliance for market admission and moving to the main market segment.
- The Financial Conduct Authority has released findings from a survey regarding the current high housing costs affecting adults in London and the South East.
August 2026
3 events- The Financial Conduct Authority is negotiating a settlement with HTX regarding illegal crypto advertisements.
- SDCL Efficiency Income Trust plc must comply with disclosure guidance rules set by the Financial Conduct Authority.
- The Financial Conduct Authority is seeking views from industry leaders, including Coinbase, regarding new rules and compliance for digital assets.
Show 2 earlier months
July 2026
4 events- Anthropic is undergoing review under an executive order regarding AI risks, with findings reported on AI and finance.
- AJ Bell provided data on pension withdrawal trends on July 28, 2026.
- The IIF has responded to the joint consultation regarding tokenization and Distributed Ledger Technology (DLT) between the FCA and the Bank of England.
- The FCA is amending conduct rules for non-bank firms, increasing scrutiny and reporting requirements, while observers note conduct issues are used for dismissals.
June 2026
7 events- Goldman Sachs International conducted a share purchase on the London Stock Exchange, which was subsequently approved by the Financial Conduct Authority.
- R8 CAPITAL INVESTMENTS PLC is seeking to resume trading and restore its listing status on the London Stock Exchange.
- Goldman Sachs International purchased shares of InterContinental Hotels Group PLC on the London Stock Exchange, following FCA approval.
- Zurich Insurance Group plans to acquire Beazley in an all-cash deal, pending review by the European Commission regarding competition in the EEA market.
- Shareholder interest notification rules involving a company and the Financial Conduct Authority.
- SDCL operates from offices in London, involving the Financial Conduct Authority.
- A Trust was launched on the London Stock Exchange.