Entities / Company
LPL Financial.
independent broker-dealer in the United States
- Reports this week
- 8
- Active events
- 6
- Connections
- 156
What's happening
Reports per dayLast 90 days
90 days agoDrag either end to show only events that began in that periodToday
Active this week
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LPL Financial Holdings Inc. is based in Boston, MA.Some support5 reports
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Trump's tariff plan caused markets to tank, affecting company Flo.Some support79 reports12 developments inside
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LPL Financial is acquiring Commonwealth advisors while facing competition from Osaic and recruitment efforts from Raymond James.Well supported5 reports8 developments inside
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LPL Financial is gaining clients from competitors while operating under the backdrop of FED rate hikes.Some support1 report
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AI adoption is causing financial firms like Meta, LPL Financial, and Charles Schwab to face earnings erosion, a topic discussed by Devin Ryan.Some support2 reports1 development inside
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LPL Financial filed claims against former Raymond James advisors, including advisor Robertson.Some support2 reports
Earlier this month
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Financial firms LPL Financial, Osaic, and Wealth.com are integrating Anthropic's AI for client services and financial advice.Some support1 report
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Anthropic is facing scrutiny regarding its market specificity while targeting the diverse needs of large firms.Some support2 reports1 development inside
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Chris Stockton joined LPL Financial from Edward Jones and led NewEdge Wealth's expansion into Houston.Some support1 report1 development inside
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LPL Financial, a US-market company, is required to file under SEC Rule 10b5-1 plan.Some support1 report
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LPL Financial and Ridgepost Capital are being compared as finance companies operating within the US market.Some support1 report
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A report was released from San Diego on August 22, 2025, involving LPL Financial.Some support2 reports1 development inside
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Annette Gregg, who worked at LPL Financial, is scheduled to present at an event in Punta Cana and attend IMEX America in Las Vegas.Some support1 report
One to three months ago
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A new tax bill provided lower rates and business breaks, coinciding with Goldman Sachs raising its target for the S&P 500.Well supported4 reports
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LPL Financial provided technical outlooks while S&P 500 companies reported strong profit growth, amid tempered oil prices.Well supported3 reports
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LPL Financial invested $2 billion into AI-driven technology.Some support1 report
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LPL Financial acquired Commonwealth Financial Network on August 26, 2025, absorbing teams from various firms including Edward Jones and Lincoln.Well supported6 reports1 development inside
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LPL Financial, Omnicom Group, and CNH were noted for their respective roles in the financial, media, and construction sectors.Some support1 report
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LPL Financial is utilizing investments in AI and technology to improve the efficiency of its financial advisors.Some support1 report
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Mark Hackett provided technical analysis to Reuters on market trends, noting that easing tensions supported market gains.Some support2 reports
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Stuart Katz is the CIO of Robertson Stephens, and LPL Financial is headquartered in Fort Mill.Some support1 report
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LPL Financial strategists commented on the recent rally of Nasdaq.Some support1 report
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Market strategist Sarah Mitchell discusses how FED rate hike signals are affecting market sentiment at LPL Financial.Well supported41 reports
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LPL Financial and Putnam Investments published midyear equity analysis and historical data on market drawdowns.Some support1 report
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LPL Financial is listed on the Nasdaq exchange.Some support2 reports
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Waverly Advisors acquired InVista Advisors, a firm that had previously been affiliated with LPL Financial.Some support1 report
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LPL Financial announced LPL Latitude as its unified technology experience, accelerating innovation and delivering seamless experiences.Some support1 report
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Marc Ruiz, a registered representative, is associated with LPL Financial.Some support5 reports
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Market outcomes are dependent on the functioning of the legislative body, according to recent observations.Some support1 report
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Updates include Lee Wolfe following a trajectory similar to LPL Financial, Kenneth Sanchez joining LPL Financial in 2000, and KWM being based in Pasadena with a Honolulu presence.Some support1 report
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LPL Financial listed on the electronic stock exchange on June 16, 2026.Some support2 reports
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HighWater Wealth, based in San Diego, joined LPL Financial from U.S. Bank. Forster is the CEO, and Tim Davidson is part of the team.Some support2 reports
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LPL Financial and Wells Fargo are recruiting talent from wirehouses, while David Logsdon establishes his firm in Sun Valley, Idaho.Some support1 report1 development inside
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Lubel, associated with Cypress Point Wealth Partners, joined LPL Financial's Independent Advisor Network model.Some support1 report
Gone quiet
No new reports in 90+ days-
Pongsaklek Wonjongkam increased his holdings in LPL Financial stock.Some support1 report
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Residential investment slowdown impacts Q2 GDP, alongside expert commentary on market trends.Some support1 report
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Zachary Griffiths commented on yield shifts, while Lawrence Gillum provided advice regarding fixed income markets, involving the Treasury Department.Some support1 report
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Baron Funds highlighted LPL Financial Holdings, which is based in San Diego, amidst market volatility caused by Trump's tariffs.Some support1 report
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Mike Trudeau, Matt Merrick, Ben Ollila, and Ben Prchal joined LPL Financial as financial advisors on June 24, 2025. Strategic Wealth Group also aligned with LPL platforms, with operations near Minneapolis.Speculative1 report
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Jason Wyatt joined LPL Financial from Wells Fargo Advisors, having been introduced to the industry in Dallas.Speculative1 report
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Various executive appointments and past employment details were reported for companies including Cetera Financial Group, Wealth.com, LPL Financial, and Morgan Stanley.Well supported4 reports5 developments inside
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Mike Holtschlag was appointed EVP of Banking and Lending at LPL Financial on June 30, 2025, after spending 17 years at Fidelity Investments.Speculative1 report
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LPL Financial welcomed Nicole James to its team, who joined from Osaic.Speculative1 report
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LPL Financial increased its stake in Unum Group, leading to a deal with Fortitude Re that reduces long-term care risk, disclosed to the SEC.Some support1 report1 development inside
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Multiple financial firms, including Robinhood, LPL Financial, and Charles Schwab, face regulatory scrutiny and investigations in Florida and Lithuania.Some support2 reports1 development inside
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Rapid7 offers services under the Metasploit brand, while LPL Financial serves financial advisors in the U.S.Some support1 report
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The leadership of The Wealth Consulting Group (WCG) has been established, with Jimmy Lee as Founder and CEO, alongside appointments from Envestnet and LPL Financial.Some support1 report
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Warren Buffett discussed valuation principles in an essay involving LPL Financial.Some support1 report
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Kevin Gallagher joined LPL Financial's broker-dealer platforms on July 22, 2025, where he now provides wealth management services to clients.Some support1 report
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Wyoming Asset Advisors, located in Cheyenne, sought more autonomy and flexibility in July 2025.Some support1 report
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Doug Shepler moved from LPL Financial to Cetera Financial Group on July 24, 2025, seeking better service.Some support1 report
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Johnston and Jason joined LPL Financial's broker-dealer on July 30, 2025. ProsperLane Financial chose LPL for technology and support, with the team based outside of Minneapolis.Some support1 report
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Commonwealth Financial Network, First Horizon Bank, and Atria were involved in recent developments concerning LPL Financial.Some support2 reports
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Field joined LPL Financial from McKinsey & Company to elevate employee experience in San Diego.Some support1 report
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Payne Financial Consultants, led by David Payne, joined Osaic after moving from LPL Financial.Some support1 report1 development inside
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Bowman Financial Solutions joined Osaic's advisor network, bringing $73 million in assets after moving from LPL Financial.Some support1 report
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An alliance was formed on August 6, 2025, between LPL Financial and SS&C Technologies to incorporate the ALTSERVE platform.Some support1 report
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Coastal Wealth Management Group joined LPL Financial from Osaic on August 7, 2025.Some support2 reports
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Providence previously operated with LPL Financial.Some support1 report
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On August 9, 2025, several industry events occurred, including Steele moving from Bank of America to Merrill Lynch, LPL Financial losing a team to Arax, and First Manhattan acquiring a Jersey-based RIA.Some support2 reports
No events began in the chosen period. Widen it, or reset.
Around LPL Financial this week
News at the entities that move LPL Financial most-
SEC StructuralDHS, DOJ, and SEC formed a joint initiative to establish a Trade Fraud Task Force, setting standards for compliance.Moves LPL Financial
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FED Mentioned togetherIran closed the Strait of Hormuz, halting petroleum liquids movement and raising inflation concerns, which Donald Trump views as a potential solution.Moves LPL Financial
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Anthropic StructuralAn administration order issued by the Trump administration on January 1, 2026, cited national security concerns regarding Anthropic.Moves LPL Financial
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Nasdaq StructuralApple Inc. stock is traded on Nasdaq, and Jefferies Financial Group restated a hold rating on the company.Moves LPL Financial
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First Horizon Bank StructuralFirst Horizon Bank, headquartered in Memphis, was recognized by Forbes and filed reports with the SEC.Moves LPL Financial
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Robertson TransactionalRobertson stole funds from relief programs created by Congress, using Floral Park as an address before moving to Central Islip.Moves LPL Financial
Connections
The 40 strongest of 156, analyzed from the reporting. The bars show how strongly a change on one side reaches the other.-
Sarah Mitchell Structural
Sarah Mitchell serves as the chief market strategist for LPL Financial.
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Commonwealth Financial Network Structural
LPL Financial acquired Commonwealth Financial Network, establishing it as a subsidiary and integrating its operations.
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Sarah Mitchell Structural
Sarah Mitchell holds the functional role of chief market strategist for LPL Financial.
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Dan Structural
Dan served as the President and CEO of LPL Financial during the relevant period.
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Marc Ruiz Structural
Marc Ruiz operates as a registered representative, utilizing the corporate structure and resources of LPL Financial to provide wealth advisory services.
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representative Transactional
A purchased shares of LPL Financial.
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Nasdaq Structural
LPL Financial is a listed entity on the Nasdaq stock exchange and actively provides market commentary regarding its performance.
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Commonwealth Transactional
LPL Financial is acquiring Commonwealth advisors.
Show all 40 connections
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First Horizon Bank Structural
First Horizon Bank transitioned its services onto LPL Financial's platform, establishing a critical service dependency.
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SEC Structural
LPL Financial is subject to regulatory oversight and filing requirements mandated by the SEC.
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Raymond James Operational
LPL Financial is actively competing with Raymond James by filing legal and arbitration claims against former advisors and gaining their clients.
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Kenneth Sanchez Structural
A was formally employed by B, establishing a functional dependency on the company's existence.
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Anthropic Structural
LPL Financial utilizes Anthropic's AI products as a core component for its client services.
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Lewis Structural
LPL Financial employs Jonathan Lewis.
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Osaic Operational
The firms engage in direct market competition and exhibit episodic transfers of personnel and business units.
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Robertson Transactional
Robertson is engaged as a paid or expert advisor to LPL Financial concerning a specific ongoing dispute.
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David Logsdon Structural
David Logsdon is employed by LPL Financial on its broker-dealer platform.
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Chris Stockton Structural
Chris Stockton is currently employed by LPL Financial.
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Paige Structural
Paige is employed by LPL Financial and operates her business using LPL's RIA platform.
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Nvidia Operational
LPL Financial integrates Nvidia's market performance and AI capital expenditure results into its financial advisory services.
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MarketWatch Transactional
LPL Financial provided expert commentary to MarketWatch on a specific date.
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Reuters Mentioned together
LPL Financial provides technical analysis and strategic insights to Reuters for publication.
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Charles Schwab Operational
Both firms actively compete for RIA clients and assets while facing shared market pressures from AI-driven earnings erosion.
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Meta Operational
Meta's adoption of AI is viewed as a disruptive force that challenges the established fee structures of LPL Financial.
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San Diego Convention Center Transactional
LPL Financial utilizes the San Diego Convention Center as a venue for its annual conferences.
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Wedbush Securities Operational
LPL Financial and Wedbush Securities are observed competing for the same clients and assets in the financial market.
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Salesforce Structural
LPL Financial requires specific workflows for its advisors, suggesting a functional dependency on Salesforce's platform.
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Conference Board Operational
they act on each other directly
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FED Mentioned together
LPL Financial provides expert commentary and market analysis based on the Federal Reserve's monetary policy and outlook.
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Middle East Shared context
LPL Financial operates within the market context influenced by geopolitical events in the Middle East.
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US Dollar (Next day) Operational
LPL Financial professionally studies the role and influence of the US Dollar in global finance.
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SPX Mentioned together
LPL Financial provides market analysis and earnings predictions relevant to the U.S. companies tracked by SPX.
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Micron Technology Mentioned together
LPL Financial tracks and comments on the market performance of companies within the semiconductor sector, including Micron Technology.
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Federal Open Market Committee Mentioned together
LPL Financial utilizes the FOMC's policy signals and meeting minutes as core inputs for its financial analysis and business operations.
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San Diego Shared context
LPL Financial operates from its established base in San Diego.
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Müglitztal Mentioned together
Entities are co-mentioned in analyst commentary regarding market performance.
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TurboTax Mentioned together
The relationship is based on market tracking, where performance misses in the financial sector are observed.
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Lee Wolfe Mentioned together
Lee Wolfe and LPL Financial were noted for following similar trajectories.
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State Street Transactional
A key employee moved from LPL Financial to State Street.
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CNBC Mentioned together
CNBC reports consensus forecasts provided by LPL Financial.
History
Events by the month they beganSeptember 2026
8 events- LPL Financial is gaining clients from competitors while operating under the backdrop of FED rate hikes.
- AI adoption is causing financial firms like Meta, LPL Financial, and Charles Schwab to face earnings erosion, a topic discussed by Devin Ryan.
- LPL Financial filed claims against former Raymond James advisors, including advisor Robertson.
- Financial firms LPL Financial, Osaic, and Wealth.com are integrating Anthropic's AI for client services and financial advice.
- Anthropic is facing scrutiny regarding its market specificity while targeting the diverse needs of large firms.
- LPL Financial, a US-market company, is required to file under SEC Rule 10b5-1 plan.
- LPL Financial and Ridgepost Capital are being compared as finance companies operating within the US market.
- Annette Gregg, who worked at LPL Financial, is scheduled to present at an event in Punta Cana and attend IMEX America in Las Vegas.
August 2026
9 events- Chris Stockton joined LPL Financial from Edward Jones and led NewEdge Wealth's expansion into Houston.
- LPL Financial invested $2 billion into AI-driven technology.
- LPL Financial, Omnicom Group, and CNH were noted for their respective roles in the financial, media, and construction sectors.
- LPL Financial is utilizing investments in AI and technology to improve the efficiency of its financial advisors.
- Mark Hackett provided technical analysis to Reuters on market trends, noting that easing tensions supported market gains.
- Stuart Katz is the CIO of Robertson Stephens, and LPL Financial is headquartered in Fort Mill.
- LPL Financial strategists commented on the recent rally of Nasdaq.
- Market strategist Sarah Mitchell discusses how FED rate hike signals are affecting market sentiment at LPL Financial.
- LPL Financial and Putnam Investments published midyear equity analysis and historical data on market drawdowns.
July 2026
8 events- LPL Financial is listed on the Nasdaq exchange.
- Waverly Advisors acquired InVista Advisors, a firm that had previously been affiliated with LPL Financial.
- LPL Financial announced LPL Latitude as its unified technology experience, accelerating innovation and delivering seamless experiences.
- Market outcomes are dependent on the functioning of the legislative body, according to recent observations.
- Updates include Lee Wolfe following a trajectory similar to LPL Financial, Kenneth Sanchez joining LPL Financial in 2000, and KWM being based in Pasadena with a Honolulu presence.
- HighWater Wealth, based in San Diego, joined LPL Financial from U.S. Bank. Forster is the CEO, and Tim Davidson is part of the team.
- LPL Financial and Wells Fargo are recruiting talent from wirehouses, while David Logsdon establishes his firm in Sun Valley, Idaho.
- Lubel, associated with Cypress Point Wealth Partners, joined LPL Financial's Independent Advisor Network model.
Show 1 earlier month
June 2026
35 events- LPL Financial Holdings Inc. is based in Boston, MA.
- Trump's tariff plan caused markets to tank, affecting company Flo.
- LPL Financial is acquiring Commonwealth advisors while facing competition from Osaic and recruitment efforts from Raymond James.
- A report was released from San Diego on August 22, 2025, involving LPL Financial.
- A new tax bill provided lower rates and business breaks, coinciding with Goldman Sachs raising its target for the S&P 500.
- LPL Financial provided technical outlooks while S&P 500 companies reported strong profit growth, amid tempered oil prices.
- LPL Financial acquired Commonwealth Financial Network on August 26, 2025, absorbing teams from various firms including Edward Jones and Lincoln.
- Marc Ruiz, a registered representative, is associated with LPL Financial.
- LPL Financial listed on the electronic stock exchange on June 16, 2026.
- Pongsaklek Wonjongkam increased his holdings in LPL Financial stock.
- Residential investment slowdown impacts Q2 GDP, alongside expert commentary on market trends.
- Zachary Griffiths commented on yield shifts, while Lawrence Gillum provided advice regarding fixed income markets, involving the Treasury Department.
- Baron Funds highlighted LPL Financial Holdings, which is based in San Diego, amidst market volatility caused by Trump's tariffs.
- Mike Trudeau, Matt Merrick, Ben Ollila, and Ben Prchal joined LPL Financial as financial advisors on June 24, 2025. Strategic Wealth Group also aligned with LPL platforms, with operations near Minneapolis.
- Jason Wyatt joined LPL Financial from Wells Fargo Advisors, having been introduced to the industry in Dallas.
- Various executive appointments and past employment details were reported for companies including Cetera Financial Group, Wealth.com, LPL Financial, and Morgan Stanley.
- Mike Holtschlag was appointed EVP of Banking and Lending at LPL Financial on June 30, 2025, after spending 17 years at Fidelity Investments.
- LPL Financial welcomed Nicole James to its team, who joined from Osaic.
- LPL Financial increased its stake in Unum Group, leading to a deal with Fortitude Re that reduces long-term care risk, disclosed to the SEC.
- Multiple financial firms, including Robinhood, LPL Financial, and Charles Schwab, face regulatory scrutiny and investigations in Florida and Lithuania.
- Rapid7 offers services under the Metasploit brand, while LPL Financial serves financial advisors in the U.S.
- The leadership of The Wealth Consulting Group (WCG) has been established, with Jimmy Lee as Founder and CEO, alongside appointments from Envestnet and LPL Financial.
- Warren Buffett discussed valuation principles in an essay involving LPL Financial.
- Kevin Gallagher joined LPL Financial's broker-dealer platforms on July 22, 2025, where he now provides wealth management services to clients.
- Wyoming Asset Advisors, located in Cheyenne, sought more autonomy and flexibility in July 2025.
- Doug Shepler moved from LPL Financial to Cetera Financial Group on July 24, 2025, seeking better service.
- Johnston and Jason joined LPL Financial's broker-dealer on July 30, 2025. ProsperLane Financial chose LPL for technology and support, with the team based outside of Minneapolis.
- Commonwealth Financial Network, First Horizon Bank, and Atria were involved in recent developments concerning LPL Financial.
- Field joined LPL Financial from McKinsey & Company to elevate employee experience in San Diego.
- Payne Financial Consultants, led by David Payne, joined Osaic after moving from LPL Financial.
- Bowman Financial Solutions joined Osaic's advisor network, bringing $73 million in assets after moving from LPL Financial.
- An alliance was formed on August 6, 2025, between LPL Financial and SS&C Technologies to incorporate the ALTSERVE platform.
- Coastal Wealth Management Group joined LPL Financial from Osaic on August 7, 2025.
- Providence previously operated with LPL Financial.
- On August 9, 2025, several industry events occurred, including Steele moving from Bank of America to Merrill Lynch, LPL Financial losing a team to Arax, and First Manhattan acquiring a Jersey-based RIA.