Entities / Company
Municipal Securities Rulemaking Board.
Company
- Reports this week
- 0
- Active events
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- Connections
- 12
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Around Municipal Securities Rulemaking Board this week
News at the entities that move Municipal Securities Rulemaking Board most-
Financial Industry Regulatory Authority StructuralFINRA investigated and sanctioned Black's firm, with the Securities and Exchange Commission supervising the activities.Moves Municipal Securities Rulemaking Board
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SEC StructuralDHS, DOJ, and SEC formed a joint initiative to establish a Trade Fraud Task Force, setting standards for compliance.Moves Municipal Securities Rulemaking Board
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Securities and Exchange Commission StructuralBlackRock, the manager of the iShares Core MSCI EAFE ETF, has made required filings with the Securities and Exchange Commission regarding institutional holdings.Moves Municipal Securities Rulemaking Board
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Lee Mentioned togetherLee and conservatives are pressuring John Thune to force a filibuster, following Murkowski's vote against Graham's amendment in Alaska.Moves Municipal Securities Rulemaking Board
Connections
The 6 strongest of 12, analyzed from the reporting. The bars show how strongly a change on one side reaches the other.-
Maxim Integrated Structural
Maxim Integrated is registered and regulated by the Municipal Securities Rulemaking Board as a broker-dealer.
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SEC Structural
The SEC bases its rulemaking procedures on the standards and models established by the MSRB.
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Securities and Exchange Commission Structural
SEC Pay-to-Play rules are modeled after specific regulations originating from the MSRB, such as Rule G-37.
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Financial Industry Regulatory Authority Structural
FINRA formally reports trade data to MSRB for the purpose of fee assessment, establishing a functional dependency.
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Lee Mentioned together
Lee discusses market conditions relevant to the MSRB's oversight area of municipal securities.
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Jennifer Johnston Mentioned together
Jennifer Johnston's research findings inform market trends and investor bases overseen by the Municipal Securities Rulemaking Board.