Entities / Person
Troy A. Paredes.
American lawyer
- Reports this week
- 0
- Active events
- 0
- Connections
- 7
What's happening
Reports per dayLast 90 days
90 days agoDrag either end to show only events that began in that periodToday
Gone quiet
No new reports in 90+ daysNo events began in the chosen period. Widen it, or reset.
Around Troy A. Paredes this week
News at the entities that move Troy A. Paredes most-
Securities and Exchange Commission StructuralConnect Biopharma Holdings Limited filed disclosures with the SEC and its stock is traded on the Nasdaq exchange.Moves Troy A. Paredes
-
Financial Industry Regulatory Authority StructuralFINRA applies existing options frameworks while two different products are overseen by separate regulators.Moves Troy A. Paredes
Connections
The 4 strongest of 7, analyzed from the reporting. The bars show how strongly a change on one side reaches the other.-
Securities and Exchange Commission Structural
Troy A. Paredes held the formal position of Commissioner within the Securities and Exchange Commission.
-
William & Mary Law School Operational
Troy A. Paredes has collaborated with William & Mary Law School on reports and reviews concerning FINRA's enforcement function.
-
NAC Structural
NAC's guidelines are cited and form part of the basis for Troy A. Paredes' review.
-
Financial Industry Regulatory Authority Structural
Troy A. Paredes holds a governance or executive role within the Financial Industry Regulatory Authority.