Entities / Entity
United States Securities and Exchange Commission.
U.S. federal agency that enforces securities laws and regulates securities markets and major market participants (public companies, brokers, exchanges, and asset managers)
- Reports this week
- 1
- Active events
- 3
- Connections
- 66
What's happening
Reports per dayLast 90 days
90 days agoDrag either end to show only events that began in that periodToday
Active this week
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Phaos Technology Holdings, headquartered in Singapore, filed its annual report with the US Securities and Exchange Commission.Some support1 report
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GeoPark Limited, incorporated under Bermuda laws, announced a new notes offering exempt from the US Securities Act.Some support1 report
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Black Mammoth Metals Corporation, which owns gold property in central Idaho, filed with the SEC and was approved for listing on Nasdaq.Some support1 report
Earlier this month
One to three months ago
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A company based in Malaysia filed reports with the United States Securities and Exchange Commission regarding its operations in the country.Some support1 report
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StimCell Energetics Inc. must follow U.S. securities laws for a capital raising offering, advised by Stonegate Capital Markets.Some support4 reports
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The Government of Jamaica filed a registration statement with the US SEC for a new bond that will be listed on the Luxembourg Euro MTF Market.Some support2 reports
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Mkango Rare Earths Limited filed an Amended Form F-4 with the SEC and is expected to list on Nasdaq upon closing.Some support5 reports
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XCHG Limited faces potential delisting from Nasdaq due to bid price and must comply with SEC reporting requirements.Some support1 report1 development inside
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ZeroStack Corp. is now subject to U.S. federal securities laws and maintains its listing on the Nasdaq Stock Market.Well supported4 reports1 development inside
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NuRAN Wireless announced its connection services across Africa while the SEC declared its Form 40-F registration effective.Well supported12 reports
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SEC summoned Telkom management over fraud allegations.Some support1 report
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Phaos Technology Holdings (Cayman) Limited must furnish updated materials to the SEC, and its board of directors has postponed the meeting to refine proposals.Some support1 report
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Demotech, Inc. was registered as a nationally recognized statistical rating organization (NRSRO) and had its rating process formally reviewed.Some support1 report
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First Phosphate is uplifting its ADRs to the Nasdaq Global Market, filing the necessary deposit agreement with the SEC, and utilizing CIBC Mellon for the common share conversion.Some support5 reports
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Southern Copper filed its Q2 results with the SEC on August 7, 2026, while copper prices averaged on the London Metal Exchange.Some support1 report1 development inside
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LILA, a company operating in Jamaica, is required to report its revenue to the United States Securities and Exchange Commission.Some support2 reports
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Jamaica filed annual reports with the SEC while the BOJ released detailed data on Jamaican debt.Some support1 report
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The GDS sector filed its annual report with the United States Securities and Exchange Commission.Some support1 report
Gone quiet
No new reports in 90+ days-
Brookfield Wealth Solutions is delisting from New York and Toronto stock exchanges and relocating its head office to Bermuda.Some support1 report
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BitGo is facing a class action lawsuit under US federal securities laws.Some support10 reports1 development inside
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NuRAN Wireless is applying for listing and expanding its operations into U.S. capital markets, filing with relevant commissions including the US SEC.Well supported5 reports1 development inside
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The SEC obtained a judgment in a Massachusetts court, while the Supreme Court of Canada declined to hear a US stock fraud appeal.Well supported5 reports
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A lawsuit has been filed alleging that ServBanc Holdco, Inc. violated various rules set by the U.S. Securities and Exchange Commission.Some support1 report
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BTQ Technologies Corp. lists its shares on the Nasdaq market after filing its prospectus with Canadian authorities and registration statements with the SEC.Some support1 report
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BTQ Technologies Corp. is conducting offerings and seeking registration to list its shares on the Nasdaq exchange.Some support1 report
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FTA is identified as a US-based financial services firm.Some support1 report
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SEC rules governing securities market activity in Illinois were established on June 1, 2026.Some support1 report
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SoundHound disclosed material weaknesses in its internal controls over financial reporting to the U.S. Securities and Exchange Commission.Some support1 report
No events began in the chosen period. Widen it, or reset.
What's reaching United States Securities and Exchange Commission
Events traced to United States Securities and Exchange Commission, step by step, newest firstAround United States Securities and Exchange Commission this week
News at the entities that move United States Securities and Exchange Commission most-
PCS StructuralPCS business reported a segment loss specifically related to GE Healthcare.Moves United States Securities and Exchange Commission
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SpaceX StructuralElon Musk plans to give away SpaceX shares and responded to Anthropic's fund post, highlighting the companies' involvement in AI.Moves United States Securities and Exchange Commission
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GoPro StructuralGoPro is facing competition from newer pocket cameras in the market.Moves United States Securities and Exchange Commission
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Jamaica StructuralNicola Hamilton sought guidance from the Diabetes Association of Jamaica during the Jamaica International Fashion Week.Moves United States Securities and Exchange Commission
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Anthropic StructuralWaters Corporation integrates Anthropic's MCP into its platform, and both companies are developing AI-powered labs.Moves United States Securities and Exchange Commission
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Shell StructuralStuart Young, former energy minister, discussed gas agreements with Venezuela, while also accusing the UNC of misleading the public.Moves United States Securities and Exchange Commission
Connections
The 20 strongest of 66, analyzed from the reporting. The bars show how strongly a change on one side reaches the other.-
Apex Structural
Apex is subject to formal regulation by the SEC, requiring specific filings.
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OPay Structural
OPay is subject to formal regulatory oversight by the SEC, evidenced by mandatory filings and disclosures.
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Nasdaq Structural
The SEC imposes formal regulatory oversight on Nasdaq, dictating requirements for security listings and market offerings.
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PCS Structural
The company is subject to the formal oversight and reporting requirements of the SEC.
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SoundHound Structural
SoundHound operates under the formal regulatory oversight of the United States Securities and Exchange Commission regarding financial reporting controls.
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SpaceX Structural
SpaceX is formally subject to the oversight and filing requirements of the United States Securities and Exchange Commission.
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Brookfield Wealth Solutions Structural
Brookfield Wealth Solutions requires SEC approval for corporate simplification filings.
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company Structural
The company is subject to formal regulatory review by the SEC regarding major corporate actions like business combinations.
Show all 20 connections
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Supreme Court of Canada Transactional
The Supreme Court of Canada declined to review a stock fraud judgment initiated by the US SEC.
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BitGo Structural
BitGo operates under federal securities laws and is subject to regulatory oversight by the SEC.
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GoPro Structural
GoPro is currently subject to the oversight and regulatory requirements of the United States Securities and Exchange Commission, evidenced by financial filings.
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Jamaica Structural
A sector based in Jamaica files required annual reports with the US Securities and Exchange Commission.
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Anthropic Structural
Anthropic is undergoing the regulatory process of filing an S-1 registration statement with the SEC.
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Malaysia Shared context
The relationship is inferred through the context of global financial operations and reporting requirements.
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Telkom Structural
The SEC summoned Telkom management regarding fraud allegations, establishing a regulatory oversight relationship.
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Massachusetts Transactional
The SEC utilized the judicial system of Massachusetts to execute a judgment.
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Berko Structural
The SEC filed a civil case against Berko.
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Illinois Shared context
The SEC operates as a national body whose rules govern securities markets, which include those within Illinois.
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Africa Shared context
The SEC provides the regulatory context for U.S. capital seeking to fund connectivity projects in Africa.
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Shell Structural
Shell is subject to formal regulatory oversight by the United States Securities and Exchange Commission.
History
Events by the month they beganOctober 2026
3 events- Phaos Technology Holdings, headquartered in Singapore, filed its annual report with the US Securities and Exchange Commission.
- GeoPark Limited, incorporated under Bermuda laws, announced a new notes offering exempt from the US Securities Act.
- Black Mammoth Metals Corporation, which owns gold property in central Idaho, filed with the SEC and was approved for listing on Nasdaq.
September 2026
4 events- A company based in Malaysia filed reports with the United States Securities and Exchange Commission regarding its operations in the country.
- StimCell Energetics Inc. must follow U.S. securities laws for a capital raising offering, advised by Stonegate Capital Markets.
- The Government of Jamaica filed a registration statement with the US SEC for a new bond that will be listed on the Luxembourg Euro MTF Market.
- Mkango Rare Earths Limited filed an Amended Form F-4 with the SEC and is expected to list on Nasdaq upon closing.
August 2026
7 events- ZeroStack Corp. is now subject to U.S. federal securities laws and maintains its listing on the Nasdaq Stock Market.
- SEC summoned Telkom management over fraud allegations.
- Phaos Technology Holdings (Cayman) Limited must furnish updated materials to the SEC, and its board of directors has postponed the meeting to refine proposals.
- Demotech, Inc. was registered as a nationally recognized statistical rating organization (NRSRO) and had its rating process formally reviewed.
- First Phosphate is uplifting its ADRs to the Nasdaq Global Market, filing the necessary deposit agreement with the SEC, and utilizing CIBC Mellon for the common share conversion.
- Southern Copper filed its Q2 results with the SEC on August 7, 2026, while copper prices averaged on the London Metal Exchange.
- LILA, a company operating in Jamaica, is required to report its revenue to the United States Securities and Exchange Commission.
Show 2 earlier months
July 2026
3 events- Jamaica filed annual reports with the SEC while the BOJ released detailed data on Jamaican debt.
- The GDS sector filed its annual report with the United States Securities and Exchange Commission.
- Brookfield Wealth Solutions is delisting from New York and Toronto stock exchanges and relocating its head office to Bermuda.
June 2026
12 events- A lawsuit has been announced concerning the operations of Lucid Group, Inc. in New York City.
- XCHG Limited faces potential delisting from Nasdaq due to bid price and must comply with SEC reporting requirements.
- NuRAN Wireless announced its connection services across Africa while the SEC declared its Form 40-F registration effective.
- BitGo is facing a class action lawsuit under US federal securities laws.
- NuRAN Wireless is applying for listing and expanding its operations into U.S. capital markets, filing with relevant commissions including the US SEC.
- The SEC obtained a judgment in a Massachusetts court, while the Supreme Court of Canada declined to hear a US stock fraud appeal.
- A lawsuit has been filed alleging that ServBanc Holdco, Inc. violated various rules set by the U.S. Securities and Exchange Commission.
- BTQ Technologies Corp. lists its shares on the Nasdaq market after filing its prospectus with Canadian authorities and registration statements with the SEC.
- BTQ Technologies Corp. is conducting offerings and seeking registration to list its shares on the Nasdaq exchange.
- FTA is identified as a US-based financial services firm.
- SEC rules governing securities market activity in Illinois were established on June 1, 2026.
- SoundHound disclosed material weaknesses in its internal controls over financial reporting to the U.S. Securities and Exchange Commission.