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  1. The SEC issued a final order regarding performance fee thresholds and rescinded the 'no-deny' policy on settlements under the Investment Advisers Act of 1940.

An Act has been passed that modernizes payment rules for financial advisors, building on recent guidance from the Securities and Exchange Commission.

2 reports, 2 independent Updated Jul 6
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What happened

Some supportReported by 2 outlets

An Act has been passed that modernizes payment rules for financial advisors, building on recent guidance from the Securities and Exchange Commission.

Who's involved

What this event is mainly about
Securities and Exchange Commission

How it developed

Newest first. Tap a step to see who reported it.
  1. SEC mandates fiduciary standards for financial advisors.1 source
  2. An Act has been passed that modernizes payment rules for financial advisors, building on recent guidance from the Securities and Exchange Commission.1 source

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The SEC issued a final order regarding performance fee thresholds and rescinded the 'no-deny' policy on settlements under the Investment Advisers Act of 1940. All 1 developments

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