An adviser recommended prospectus supplement changes for a fund adhering to the Investment Company Act of 1940.

1 report, 1 independent Updated Jul 1

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What happened

Some supportReported by 1 outlet

Who's involved

What this event is mainly about

fund SEC adviser

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Part of

An investment advisor was registered with the SEC and subsequently underwent a financial statement audit by Deloitte & Touche LLP. All 2 developments

The entities involved

fund
organization or foundation that holds funds
- A fund was listed on the New York Stock Exchange on September 11, 2026.Mon 15:48
- Prospect Capital Corporation expects to file a report with the Securities and Exchange Commission.Sun 04:13
SEC
Slovak company
- DHS, DOJ, and SEC formed a joint initiative to establish a Trade Fraud Task Force, setting standards for compliance.Mon 17:57
- The Fidelis Partnership is incorporating in Bermuda and filing for an initial public offering on the NYSE, with principal offices in London and a main office in Dublin.Mon 17:12
adviser
person with more and deeper knowledge in a specific area

Nothing else this week.

Coverage

Newest first; wire copies grouped

Jul 1manilatimes.net