An investor purchased a new stake in a Residential REIT ETF and filed disclosures with the SEC.

The entities involved

• SEC →

  Slovak company

  • DHS, DOJ, and SEC formed a joint initiative to establish a Trade Fraud Task Force, setting standards for compliance.Mon 17:57
  • The Fidelis Partnership is incorporating in Bermuda and filing for an initial public offering on the NYSE, with principal offices in London and a main office in Dublin.Mon 17:12

Related events

• Virtu Financial LLC raised its stake in the Direxion Daily S&P 500 High Beta Bull 3X ETF and filed disclosure with the SEC.Mon 01:21
• KKM Financial LLC and Janney Montgomery Scott LLC raised a stake in the Essential 40 Stock ETF and filed institutional holdings information with the SEC.Aug 18
• AllianzIM U.S. Equity Buffer20 Mar ETF filed Form 13F with the SEC after a hedge fund bought a new stake.Sun 14:05
• Sound Income Strategies LLC increased its holdings in the Xtrackers High Beta High Yield Bond ETF, and the required institutional ownership filing was submitted to the SEC.Fri 05:07
• Tidal Financial Group provides full-stack platform services for ETFs, including handling SEC filings for clients.Sep 22