Axsome Therapeutics CEO Herriot Tabuteau sold significant company shares, with the transaction disclosed via filings with the SEC.

The entities involved

• Axsome Therapeutics →

  American biopharmaceutical company

  Nothing else this week.

• Herriot Tabuteau →

  Haitian businessman

  Nothing else this week.

• SEC →

  Slovak company

  • DHS, DOJ, and SEC formed a joint initiative to establish a Trade Fraud Task Force, setting standards for compliance.Mon 17:57
  • The Fidelis Partnership is incorporating in Bermuda and filing for an initial public offering on the NYSE, with principal offices in London and a main office in Dublin.Mon 17:12
• Nasdaq →

  American fully electronic stock exchange

  • Apple Inc. stock is traded on Nasdaq, and Jefferies Financial Group restated a hold rating on the company.Mon 17:22
  • Vanguard Short-Term Inflation-Protected Securities ETF is disclosing its holdings to the SEC and trading on the Nasdaq electronic stock exchange.Mon 16:28

Related events

• Caterpillar Inc.'s CEO, Joseph E. Creed, sold company stock shares, with the transaction disclosed via a legal filing with the SEC.Sep 2
• Vicor Corporation listed its stock on the Nasdaq exchange, and the company's CEO, Patrizio Vinciarelli, is facing investor scrutiny regarding sales.Jul 2
• CEO of Celsius Holdings Inc. purchased company shares, signaling confidence, disclosed via SEC filing.Sep 11
• PHINIA filed disclosures with the SEC regarding executive stock sales and institutional investor activity.Sep 11
• Mark Manheimer, CEO of NETSTREIT, purchased company stock on June 18th, requiring insider trading disclosure to the SEC.Aug 30