Brian Daly is facing scrutiny from the SEC regarding matters related to investment management, with remarks made at the Bar Association in New York City.

The entities involved

• Brian Daly →

  Irish journalist

  Nothing else this week.

• New York City →

  most populous city in the United States

  • A judge ruled that the City of New York must comply with a subpoena.17:33
  • Judge Lewis Kaplan ordered compliance with an ICE subpoena in New York City.17:33
• Wells Fargo →

  American multinational banking and financial services company

  • Grocery Outlet CEO Potter highlighted operational changes for performance on August 13, 2025, while a Wells Fargo analyst questioned comp acceleration drivers.00:52
  • WACO Theater Center partners with the City of Los Angeles, with Wells Fargo presenting the reopening celebration.Tue 03:46
• SEC →

  Slovak company

  • Axe Compute Inc. was listed on the Nasdaq stock exchange and filed its results with the SEC.16:12
  • Arcutis Biotherapeutics, Inc. disclosed an executive stock sale via a filing with the SEC on November 11, 2026.13:29

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• Gap Inc. filed with the SEC regarding institutional investment activity, and Jefferies downgraded its stock rating and target price.Tue 11:56
• Analyst ratings disclosed via SEC filing involving Morgan Stanley, Royal Bank of Canada, and the SEC.Jun 26
• The SEC requires listed firms to provide sustainability disclosures, impacting market disclosure rules.Nov 1