SEC Adopts Amendments to Small Entity Definitions
What happened
The Securities and Exchange Commission adopted amendments to rules that define which registered investment companies, investment advisers, and business development companies qualify as small entities under the Regulatory Flexibility Act. SEC Commissioner Mark T. Uyeda released a statement regarding the agency's adoption of these changes.
From newsroomamerica.com
Why it matters
The changes to small entity definitions affect the regulatory requirements for various investment firms. This regulatory action could potentially ease compliance burdens for certain investment management corporations.
From newsroomamerica.com
Who's involved
- Columbia UniversityPrivate university in New York City, New York, US
- SECAgency that adopted amendments to small entity definitions
Who could feel it
Possible knock-on effectsThese are possibilities Brind reasoned out, not predictions, and not advice. Most are not stated in any report.
- BlackRockSpeculative
BlackRock might see changes in compliance burden for investment firms due to the amendments.
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The entities involved
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Columbia University
private university in New York City, New York, US
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SEC
Slovak company