Court ruled on a case involving Saba Capital, consolidating ICA enforcement.

The entities involved

• supreme court →

  highest court in a jurisdiction

  • Supreme Court declined to review lower court decision.Mon 17:24
  • A petition has been filed concerning alleged violations of statutory duties related to the Chief Election Commissioner's role in the election process in West Bengal.Mon 15:44
• Saba Capital Management →

  hedge fund established in 2009

  Nothing else this week.

• Securities and Exchange Commission →

  government agency of the Philippines

  • BlackRock, the manager of the iShares Core MSCI EAFE ETF, has made required filings with the Securities and Exchange Commission regarding institutional holdings.Mon 16:42
  • Filing required regarding institutional holdings for Schwab Emerging Markets Equity ETF and Waterford Advisors LLC with the SEC.Mon 16:38

Related events

• SEBI and regulatory bodies are introducing appellate stages for settlement proceedings and ultimate regulatory disputes.Aug 14
• A case was heard by the highest court in the jurisdiction, leading to a unanimous decision regarding greater broker liability.Sep 21
• SEBI proposals have been released detailing how the final appeal venue will be affected.Sep 20