DragonFi Securities Tests New Market Access Under SEC Strategic Sandbox
- Reports
- 2
- Developments
- 1
- Repetition
- 50%
New informationRepeats or wire copies
What happened
DragonFi Securities, Inc. received approval from the Securities and Exchange Commission to test a new market access platform. This test, conducted under the SEC Strategic Sandbox, allows qualified Philippine investors to access selected foreign stocks and exchange-traded funds (ETFs). Access to these foreign securities would be through OTC depositary receipts, linked to the investor’s existing Philippine holdings.
From bworldonline.com
Why it matters
The company stated it is the first licensed Philippine broker-dealer to test this specific OTC depositary receipt structure under the Strategic Sandbox. The framework allows investors to access foreign securities up to 50% of the value of their local holdings, depending on the investment type.
From bworldonline.com
Who's involved
- Securities and Exchange CommissionGovernment agency overseeing the testing of new market access protocols.
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The entities involved
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Securities and Exchange Commission
government agency of the Philippines
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