FINRA alleged that Conners & Co., a firm based in Cincinnati, Ohio, violated municipal securities rules.
1 report, 1 independent
Updated Jun 26
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What happened
FINRA alleged that Conners & Co., a firm based in Cincinnati, Ohio, violated municipal securities rules.
Who's involved
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The entities involved
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Financial Industry Regulatory Authority
American finance industry self-regulatory organization
Nothing else this week.
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Ohio
state of the United States of America