Institutional investors filed reports with the SEC regarding the Vanguard Short-Term Tax-Exempt Bond ETF.

The entities involved

• SEC →

  Slovak company

  • DHS, DOJ, and SEC formed a joint initiative to establish a Trade Fraud Task Force, setting standards for compliance.Mon 17:57
  • The Fidelis Partnership is incorporating in Bermuda and filing for an initial public offering on the NYSE, with principal offices in London and a main office in Dublin.Mon 17:12

Related events

• Filing reports on institutional investment activity for the Vanguard Russell 2000 ETF with the SEC.Sep 9
• SEC filing reported institutional investment activity involving Vanguard FTSE Developed Markets ETF.Jun 20
• SEC requires 13F filings for institutional investors, specifically mentioning FundX ETF.Jul 30
• Sound Income Strategies LLC increased its holdings in the Xtrackers High Beta High Yield Bond ETF, and the required institutional ownership filing was submitted to the SEC.Fri 05:07
• Disclosures were made regarding institutional holdings of the JPMorgan Limited Duration Bond ETF.Sep 7