SEC received a 13F filing while Lazard increased its stake and CIBC reaffirmed a neutral rating on an oil and gas company.

The entities involved

• Securities and Exchange Commission →

  government agency of the Philippines

  • First Philippine Holdings Corp. seeks clarification on SEC guidance while Lopez Group is involved in a Mandaluyong court case.Sat 10:26
  • Connect Biopharma Holdings Limited filed disclosures with the SEC and its stock is traded on the Nasdaq exchange.Sat 10:10
• Lazard Asset Management LLC →

  Capital market company

  • Lazard Asset Management increased its holdings in IBEX stock, which was disclosed via an SEC filing on November 10, 2026.Wed 02:14
  • Lazard Asset Management LLC lifted its position in the stock of General American Investors, Inc., which is listed on the NYSE.Tue 11:51
• Canadian Imperial Bank of Commerce →

  Canadian banking institution

  • Several financial institutions, including CIBC and Jefferies, have issued rating changes and price objective updates regarding Nutrien shares.Thu 10:56
  • CIBC reaffirmed an outperform rating on Nutrien, with Benzinga reporting the price target lift.Thu 10:56

Related events

• Verus Financial Partners Inc. filed its required 13F report with the Securities and Exchange Commission on November 1, 2026.Nov 1
• Financial institutions, including Citigroup and RBC, filed 13F reports and adjusted analyst ratings with the SEC.Aug 30
• The Securities and Exchange Commission received Form 13F filings on November 6, 2026.Nov 6
• Leonard Rickey Investment Advisors P.L.L.C. filed its required 13F report with the Securities and Exchange Commission.Nov 1
• BioMarin Pharmaceutical filed a Form 13F with the SEC, coinciding with William Blair upgrading its stock rating.Nov 2