SEC ruling may reshape retirement landscape and impact DC product strategy.

The entities involved

• Nasdaq →

  American fully electronic stock exchange

  • Apple Inc. stock is traded on Nasdaq, and Jefferies Financial Group restated a hold rating on the company.Mon 17:22
  • Vanguard Short-Term Inflation-Protected Securities ETF is disclosing its holdings to the SEC and trading on the Nasdaq electronic stock exchange.Mon 16:28
• SEC →

  Slovak company

  • DHS, DOJ, and SEC formed a joint initiative to establish a Trade Fraud Task Force, setting standards for compliance.Mon 17:57
  • The Fidelis Partnership is incorporating in Bermuda and filing for an initial public offering on the NYSE, with principal offices in London and a main office in Dublin.Mon 17:12
• State Street →

  Metra train station in Chicago, Illinois, United States

  • The holdings of the SPDR Bloomberg 1-3 Month T-Bill ETF were disclosed to the SEC, noting that State Street manages the fund.Mon 11:17
  • Retireful LLC acquired a new stake in the SPDR SSgA Income Allocation ETF, which is managed by State Street.Mon 02:34

Related events

• The SEC stayed the approval of a rule proposal submitted by Nasdaq.Aug 4
• SEC regulatory environment is shaping company strategy and affecting asset management practices following the Senate's failure on the Clarity Act.Sep 23
• An executive vice president sold company stock, with the sale disclosed in an SEC document on August 26, 2026.Aug 26
• Extreme Networks is currently facing scrutiny regarding insider trading rules governing its stock disposal.Wed 10:48
• Microsoft stock trades on Nasdaq while the SEC mandates fiduciaries prioritize client interests.Sep 6