Merrill Lynch.
Person
- Reports this week
- 1
- Active events
- 2
- Connections
- 77
What's happening
Active this week
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Hamzat's career path included working at Citibank, Morgan Stanley, and Merrill Lynch in Lagos, and studying at University of Ibadan and Cranfield University.Some support1 report
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FDR pushed for legislation to control securities while Merrill Lynch was acquired by Bank of America Corp.Some support1 report
Earlier this month
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Gordon stole $43 million from Merrill Lynch, and Los Angeles County partnered with his charity.Some support1 report
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Merrill Lynch and Goldman Sachs utilized complex financial computing processes on October 28, 2026.Some support1 report
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Merrill Lynch and Wells Fargo faced regulatory fines following an investigation led by Massachusetts regulators.Some support2 reports
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Major wirehouses, including Merrill Lynch and Morgan Stanley, are boosting alternative investment sales.Some support1 report
One to three months ago
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Merrill Lynch operated in the Palm Beach market on September 15, 2026.Some support1 report
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Tania Head interacted with Rudy Giuliani following the attacks.Some support1 report
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Frank J. Mitsch's career details, including his start at Merrill Lynch and his MBA from MSU, were highlighted.Some support1 report
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Merrill Lynch's former office location in New York City was noted.Some support1 report
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Gary Shilling, an alum of Merrill Lynch, is discussing the current monetary policy of the Federal Reserve.Some support1 report
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Mesirow acquired flexPATH's 3(38) business on August 14, 2026.Some support1 report
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Richard Bernstein, a former colleague of Merrill Lynch, is debating current monetary policy with the FED.Some support1 report
Gone quiet
No new reports in 90+ days-
The GLOW Corporate Cup was held to benefit the local YMCA, with Tufts serving as financial advisor.Some support1 report
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CMA investigation results in fines, while Merrill Lynch agrees to buy shares and appoints Jennie Daly as Chief Executive.Some support2 reports
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Advisors moved from Wells Fargo to Merrill Lynch, with teams relocating to Saratoga Springs and Dana Point.Some support2 reports
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Merrill Lynch and Bank of America are involved in appointing a leader for Cetera's financial specialists community.Some support1 report
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SEC fines Merrill Lynch $7.5 million for compliance failure.Well supported5 reports
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FINRA found that Merrill Lynch violated municipal securities rules.Some support1 report
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Dave Bragg joined UDR from Roots Management Group, leveraging his background at Merrill Lynch and his education from UNC and Tufts.Speculative1 report
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Jean Pierre joined Morgan Stanley after recruiting an advisor team from a rival firm, which was Merrill Lynch.Speculative1 report
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Jack Heiss joins UBS as Market Director, leveraging his background at Bank of America Private Bank and having started his career at Merrill Lynch.Some support1 report
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S&T Financial Services advises S&T Bank clients, while a financial advisor relocates from Merrill Lynch to Ameriprise Financial.Some support1 report
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On August 9, 2025, several industry events occurred, including Steele moving from Bank of America to Merrill Lynch, LPL Financial losing a team to Arax, and First Manhattan acquiring a Jersey-based RIA.Some support2 reports
No events began in the chosen period. Widen it, or reset.
Around Merrill Lynch this week
News at the entities that move Merrill Lynch most-
SEC StructuralDirector Arne Wilhelmsen sold shares of Royal Caribbean Cruises Ltd. and disclosed the transaction to the SEC.Moves Merrill Lynch
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Bank of America StructuralBank of America and Citigroup adjusted target prices and raised price objectives for BDX stock.Moves Merrill Lynch
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Gordon TransactionalGordon plans to move to Portugal.Moves Merrill Lynch
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Massachusetts StructuralRally supporters gathered in Beacon Hill, Massachusetts.Moves Merrill Lynch
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Securities and Exchange Commission StructuralStar Holdings sold a land parcel in Coney Island and filed its quarterly report with the SEC.Moves Merrill Lynch
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New Jersey StructuralResearchers from New Jersey and Massachusetts conducted a survey on November 6, 2026.Moves Merrill Lynch
Connections
The 40 strongest of 77, analyzed from the reporting. The bars show how strongly a change on one side reaches the other.-
Gordon Transactional
Gordon stole $43 million from Merrill Lynch in a historical transaction.
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Bank of America Structural
Bank of America acquired Merrill Lynch, leading to the integration of its operations, liabilities, and regulatory functions.
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Johannesburg Stock Exchange Structural
Merrill Lynch serves as the equity sponsor for the Johannesburg Stock Exchange.
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SEC Structural
The SEC regulates Merrill Lynch and imposes compliance fines.
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Amy Johnston Transactional
Amy Johnston was previously employed by Merrill Lynch in a distribution capacity.
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Douglas Elliman Transactional
Merrill Lynch founded the national real estate company, Douglas Elliman.
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Michael Bloomberg Transactional
Merrill Lynch purchased Bloomberg's terminals.
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Massachusetts Structural
Merrill Lynch is subject to regulatory investigation by Massachusetts authorities regarding commission practices.
Show all 40 connections
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Securities and Exchange Commission Structural
Merrill Lynch is subject to regulation and enforcement actions by the Securities and Exchange Commission.
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Hallie Shoffner Structural
Hallie Shoffner maintains an ongoing line of credit provided by Merrill Lynch.
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New Jersey Structural
Merrill Lynch is subject to regulation and investigation by New Jersey regulators.
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Gary Shilling Transactional
Gary Shilling was an alumnus of Merrill Lynch.
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Taylor Wimpey Transactional
Merrill Lynch initiated a potential acquisition by agreeing to buy shares of Taylor Wimpey.
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Barclays Investment Bank Transactional
A person moved from Merrill Lynch to Barclays Investment Bank.
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Wells Fargo Advisors Transactional
Advisors transferred from Wells Fargo Advisors to Merrill Lynch.
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Alabama Structural
Merrill Lynch was subject to an investigation involving Alabama regulators.
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Morgan Stanley Operational
Both firms operate as major wirehouses, competing in the alternative investment sales market.
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Dorothy Structural
Evidence suggests B held a professional role at A.
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FBI Transactional
A former employee of Merrill Lynch was hired by the FBI.
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Bitcoin Shared context
Evidence suggests Merrill Lynch is acknowledging Bitcoin's existence and potential for long-term market integration.
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New York Shared context
The company was shown to have had operational presence in New York through the employment history of a former employee.
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Iowa Structural
Iowa regulators are involved in investigating Merrill Lynch's activities, indicating regulatory oversight.
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Ameriprise Financial Operational
The relationship is characterized by competitive market interaction, evidenced by client and talent migration from Merrill Lynch to Ameriprise Financial.
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Aegon Shared context
Both entities share the same functional context, operating in asset management and insurance.
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McKinsey & Company Shared context
Both Merrill Lynch and McKinsey & Company are located as tenants in the Kingdom Centre.
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Financial Industry Regulatory Authority Structural
FINRA enforces municipal securities rules against Merrill Lynch.
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Aegis Mentioned together
Former employees of Merrill Lynch provide industry experience to Aegis.
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New York City Shared context
The relationship is established as a past positional link due to the company's former office location within the city limits.
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Lagos Shared context
Merrill Lynch operated in Lagos, establishing a positional link between the financial institution and the city.
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Aon plc Mentioned together
A professional connection exists between an individual associated with Aon plc and Merrill Lynch.
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South Africa Shared context
Merrill Lynch utilizes professional talent based in South Africa.
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Jon Stevenson Transactional
The relationship was a past professional arrangement where both entities held senior roles at the same financial institution.
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Palm Beach Shared context
Merrill Lynch operated within the Palm Beach market.
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Missouri Structural
Merrill Lynch is subject to an investigation involving Missouri regulators.
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Richard Bernstein Mentioned together
Richard Bernstein was a former colleague of Merrill Lynch.
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Goldman Sachs Mentioned together
Both banks were noted for utilizing complex financial computing processes.
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Columbus Shared context
Merrill Lynch is expanding its operations by relocating advisers into the Columbus market.
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World Trade Center Shared context
A person associated with Merrill Lynch worked in close proximity to the World Trade Center.
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Rudy Giuliani Mentioned together
The provided evidence does not describe any relationship between Merrill Lynch and Rudy Giuliani.
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International Monetary Fund Shared context
Both Merrill Lynch and the International Monetary Fund are noted as tenants in the Kingdom Centre.
History
Events by the month they beganNovember 2026
2 eventsOctober 2026
4 events- Gordon stole $43 million from Merrill Lynch, and Los Angeles County partnered with his charity.
- Merrill Lynch and Goldman Sachs utilized complex financial computing processes on October 28, 2026.
- Merrill Lynch and Wells Fargo faced regulatory fines following an investigation led by Massachusetts regulators.
- Major wirehouses, including Merrill Lynch and Morgan Stanley, are boosting alternative investment sales.
September 2026
5 events- Merrill Lynch operated in the Palm Beach market on September 15, 2026.
- Tania Head interacted with Rudy Giuliani following the attacks.
- Frank J. Mitsch's career details, including his start at Merrill Lynch and his MBA from MSU, were highlighted.
- Merrill Lynch's former office location in New York City was noted.
- Gary Shilling, an alum of Merrill Lynch, is discussing the current monetary policy of the Federal Reserve.
Show 3 earlier months
August 2026
3 eventsJuly 2026
3 events- CMA investigation results in fines, while Merrill Lynch agrees to buy shares and appoints Jennie Daly as Chief Executive.
- Advisors moved from Wells Fargo to Merrill Lynch, with teams relocating to Saratoga Springs and Dana Point.
- Merrill Lynch and Bank of America are involved in appointing a leader for Cetera's financial specialists community.
June 2026
7 events- SEC fines Merrill Lynch $7.5 million for compliance failure.
- FINRA found that Merrill Lynch violated municipal securities rules.
- Dave Bragg joined UDR from Roots Management Group, leveraging his background at Merrill Lynch and his education from UNC and Tufts.
- Jean Pierre joined Morgan Stanley after recruiting an advisor team from a rival firm, which was Merrill Lynch.
- Jack Heiss joins UBS as Market Director, leveraging his background at Bank of America Private Bank and having started his career at Merrill Lynch.
- S&T Financial Services advises S&T Bank clients, while a financial advisor relocates from Merrill Lynch to Ameriprise Financial.
- On August 9, 2025, several industry events occurred, including Steele moving from Bank of America to Merrill Lynch, LPL Financial losing a team to Arax, and First Manhattan acquiring a Jersey-based RIA.