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FINRA found that Merrill Lynch violated municipal securities rules.

1 report, 1 independent Updated Jun 22

AI-generated analysis. Brind wrote this summary from the reports listed below. It can be wrong. Each section says how much you can rely on it, and the sources are linked so you can check.

What happened

Some supportReported by 1 outlet

Who's involved

What this event is mainly about

Merrill Lynch Financial Industry Regulatory Authority

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The entities involved

Merrill Lynch
Nothing else this week.
Financial Industry Regulatory Authority
American finance industry self-regulatory organization
- SEC investigation led to civil complaint against a company involving financial industry regulatory bodies.Wed 20:38

Related events

FINRA investigated and sanctioned Black's firm, with the Securities and Exchange Commission supervising the activities.Jul 7

Coverage

Newest first; wire copies grouped

Jun 22bondbuyer.com