Entities / Company
ROTH Capital Partners.
American small privately held investment banking company
- Reports this week
- 0
- Active events
- 0
- Connections
- 80
What's happening
Reports per dayLast 90 days
90 days agoDrag either end to show only events that began in that periodToday
One to three months ago
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ROTH Capital Partners is discussing access to U.S. capital markets, with Robert Stephenson as the Managing Director.Some support4 reports
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Evolution Petroleum Corporation, Inc. filed an offering with the SEC, with ROTH Capital Partners serving as the sole book-running manager. The bookrunner's office is located in Newport Beach.Some support2 reports
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MetaOptics, headquartered in Singapore, is proposing a dual listing that requires oversight from the SEC.Some support1 report1 development inside
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Digital Brands Group, Inc. announced a stock split to comply with Nasdaq listing requirements, advised by ROTH Capital Partners.Some support1 report
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Peraso Inc. is seeking working capital through a committed equity facility.Some support3 reports
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Nuvectis Pharma conducted a secondary public offering.Some support1 report
Gone quiet
No new reports in 90+ days-
Mama’s Creations filed an offering with the SEC, with ROTH Capital Partners acting as co-manager and William Blair & Company serving as lead book-running manager.Some support1 report
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A company is undergoing a capital raise process, utilizing SEC filings and hiring a firm for the sole placement of new shares.Some support2 reports
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ROTH Capital Partners is utilizing a firm for document retrieval and has filed a prospectus under SEC oversight, involving Odysight.ai.Some support2 reports
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Roth Capital Partners, Needham, and Stifel served as joint book-running managers for Ambiq Micro's offering.Some support1 report
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Analyst inquiries regarding Universal Display's blue OLED commercialization timeline, pure phosphorescent blue solutions, and tariff impacts.Speculative1 report
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A prospectus was filed with the SEC for effectiveness regarding Shimmick Corporation, with Roth Capital Partners acting as the sole manager for the offering.Some support1 report
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Roth Capital Partners acquired ReFuel Mobile and participated in NextNRG's capital injection offering, amid trends benefiting AI stocks.Some support1 report1 development inside
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Carriage Services is rolling out the Trinity system, led by CEO Carlos Quezada and CFO John Enwright, while ROTH Capital Partners inquired about divestitures.Speculative1 report
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Ontrak, Inc. is making an offering pursuant to an SEC registration statement, with Roth Capital Partners serving as the exclusive placement agent.Speculative1 report
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Brandon Moss addressed Derek Soderberg from Cantor Fitzgerald, responded to questions from Goldman Sachs, and reported on bookings to ROTH Capital Partners.Speculative1 report
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Khan, CEO of EVgo, discussed energy costs, utilization, and private financing options during an analyst call.Speculative1 report
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GeoVax is seeking an offering through the SEC, with Roth Capital Partners serving as the exclusive placement agent.Speculative1 report
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Roth Capital Partners and William P. Blair made inquiries regarding LNG resurgence and OpEx spending stability in July 2025.Speculative1 report
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Roth Capital Partners is acting as the exclusive placement agent for RedCloud Holdings plc.Speculative1 report
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ROTH Capital Partners inquired about business momentum from Scout, with Michael Walrath addressing queries from Ryan MacDonald regarding product enhancements and net retention rates.Speculative1 report
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ROTH Capital Partners, an analyst firm, has begun questioning Kura Sushi regarding its operations.Speculative1 report
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TPI Composites is undergoing operational changes, including production line transitions in Mexico and ongoing restructuring in Türkiye.Speculative1 report
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Ganz noted successful partnerships with Sportsman’s Warehouse while ROTH Capital Partners questioned CEO Ganz about sales trends.Some support1 report
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Trump's positive rhetoric is encouraging optimism within the energy sector.Some support2 reports1 development inside
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Tecogen Inc. filed a registration statement with the SEC, with Roth Capital Partners acting as sole manager and underwriter.Some support2 reports
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Needham & Company and ROTH Capital Partners are involved in a stock offering, with Needham providing documents filed with the SEC.Some support1 report
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ROTH Capital Partners queried Brandon Moss regarding growth expectations in August 2025.Some support1 report
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Moleculin Biotech is seeking SEC registration with ROTH Capital Partners acting as financial advisor.Some support3 reports
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Mobix Labs is seeking SEC registration with the help of ROTH Capital Partners, who are acting as financial advisor.Some support1 report
No events began in the chosen period. Widen it, or reset.
Around ROTH Capital Partners this week
News at the entities that move ROTH Capital Partners most-
Nasdaq StructuralApple Inc. stock is traded on Nasdaq, and Jefferies Financial Group restated a hold rating on the company.Moves ROTH Capital Partners
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Brunswick Mentioned togetherAOS Superintendent commented on the issue of tanks, while a school in Brunswick was dealing with similar problems.Moves ROTH Capital Partners
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Mobix Labs TransactionalMobix Labs has been listed on the Nasdaq exchange as of September 27, 2026.Moves ROTH Capital Partners
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Redwire TransactionalJefferies Financial Group published research reports regarding Redwire stock on May 26, 2026.Moves ROTH Capital Partners
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Newport Beach Shared contextHigh tides are currently prompting local warnings and advisories in Newport Beach, California.Moves ROTH Capital Partners
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Nano Nuclear Energy Mentioned togetherManagement should emphasize Kronos reactor initiatives.Moves ROTH Capital Partners
Connections
The 11 strongest of 80, analyzed from the reporting. The bars show how strongly a change on one side reaches the other.-
Nasdaq Structural
ROTH Capital Partners relies on the infrastructure and market access provided by Nasdaq for its operations in U.S. capital markets.
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Robert Stephenson Structural
Robert Stephenson holds the position of Managing Director at ROTH Capital Partners.
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Aptevo Therapeutics (United states) Transactional
ROTH Capital Partners served as the placement agent for Aptevo Therapeutics' offering.
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SolarEdge Operational
SolarEdge and Roth Capital Partners engage in active business discussions regarding pricing promotions and market segment dynamics.
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POLA Structural
The relationship is evidenced by the integration of the entities into a common fund structure (CEF) via an affiliate.
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Redwire Transactional
ROTH Capital Partners acted as a joint book-running manager in a financial capacity.
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Newport Beach Shared context
ROTH Capital Partners operates from its office located in Newport Beach, CA.
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Brunswick Mentioned together
ROTH Capital Partners provides analyst commentary on Brunswick's earnings mix.
Show all 11 connections
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Mobix Labs Transactional
ROTH Capital Partners provided placement and financial advisory services to Mobix Labs.
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Nano Nuclear Energy Mentioned together
ROTH Capital Partners initiated research coverage with a buy rating on Nano Nuclear Energy.
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Robert Stephenson Mentioned together
No evidence provided linking Robert Stephenson and ROTH Capital Partners.
History
Events by the month they beganAugust 2026
3 events- ROTH Capital Partners is discussing access to U.S. capital markets, with Robert Stephenson as the Managing Director.
- Evolution Petroleum Corporation, Inc. filed an offering with the SEC, with ROTH Capital Partners serving as the sole book-running manager. The bookrunner's office is located in Newport Beach.
- Digital Brands Group, Inc. announced a stock split to comply with Nasdaq listing requirements, advised by ROTH Capital Partners.
July 2026
2 eventsJune 2026
25 events- MetaOptics, headquartered in Singapore, is proposing a dual listing that requires oversight from the SEC.
- Mama’s Creations filed an offering with the SEC, with ROTH Capital Partners acting as co-manager and William Blair & Company serving as lead book-running manager.
- A company is undergoing a capital raise process, utilizing SEC filings and hiring a firm for the sole placement of new shares.
- ROTH Capital Partners is utilizing a firm for document retrieval and has filed a prospectus under SEC oversight, involving Odysight.ai.
- Roth Capital Partners, Needham, and Stifel served as joint book-running managers for Ambiq Micro's offering.
- Analyst inquiries regarding Universal Display's blue OLED commercialization timeline, pure phosphorescent blue solutions, and tariff impacts.
- A prospectus was filed with the SEC for effectiveness regarding Shimmick Corporation, with Roth Capital Partners acting as the sole manager for the offering.
- Roth Capital Partners acquired ReFuel Mobile and participated in NextNRG's capital injection offering, amid trends benefiting AI stocks.
- Carriage Services is rolling out the Trinity system, led by CEO Carlos Quezada and CFO John Enwright, while ROTH Capital Partners inquired about divestitures.
- Ontrak, Inc. is making an offering pursuant to an SEC registration statement, with Roth Capital Partners serving as the exclusive placement agent.
- Brandon Moss addressed Derek Soderberg from Cantor Fitzgerald, responded to questions from Goldman Sachs, and reported on bookings to ROTH Capital Partners.
- Khan, CEO of EVgo, discussed energy costs, utilization, and private financing options during an analyst call.
- GeoVax is seeking an offering through the SEC, with Roth Capital Partners serving as the exclusive placement agent.
- Roth Capital Partners and William P. Blair made inquiries regarding LNG resurgence and OpEx spending stability in July 2025.
- Roth Capital Partners is acting as the exclusive placement agent for RedCloud Holdings plc.
- ROTH Capital Partners inquired about business momentum from Scout, with Michael Walrath addressing queries from Ryan MacDonald regarding product enhancements and net retention rates.
- ROTH Capital Partners, an analyst firm, has begun questioning Kura Sushi regarding its operations.
- TPI Composites is undergoing operational changes, including production line transitions in Mexico and ongoing restructuring in Türkiye.
- Ganz noted successful partnerships with Sportsman’s Warehouse while ROTH Capital Partners questioned CEO Ganz about sales trends.
- Trump's positive rhetoric is encouraging optimism within the energy sector.
- Tecogen Inc. filed a registration statement with the SEC, with Roth Capital Partners acting as sole manager and underwriter.
- Needham & Company and ROTH Capital Partners are involved in a stock offering, with Needham providing documents filed with the SEC.
- ROTH Capital Partners queried Brandon Moss regarding growth expectations in August 2025.
- Moleculin Biotech is seeking SEC registration with ROTH Capital Partners acting as financial advisor.
- Mobix Labs is seeking SEC registration with the help of ROTH Capital Partners, who are acting as financial advisor.