Mobix Labs is seeking SEC registration with the help of ROTH Capital Partners, who are acting as financial advisor.

The entities involved

• Mobix Labs →

  fabless semiconductor company in Irvine California

  • Mobix Labs has been listed on the Nasdaq exchange as of September 27, 2026.Sun 20:46
  • Mobix Labs and Silicon Motion Technology Corporation are identified as competing technology companies.Sat 00:49
• ROTH Capital Partners →

  American small privately held investment banking company

  Nothing else this week.

• Securities and Exchange Commission →

  government agency of the Philippines

  • BlackRock, the manager of the iShares Core MSCI EAFE ETF, has made required filings with the Securities and Exchange Commission regarding institutional holdings.Mon 16:42
  • Filing required regarding institutional holdings for Schwab Emerging Markets Equity ETF and Waterford Advisors LLC with the SEC.Mon 16:38

Related events

• Evolution Petroleum Corporation, Inc. filed an offering with the SEC, with ROTH Capital Partners serving as the sole book-running manager. The bookrunner's office is located in Newport Beach.Aug 18
• ROTH Capital Partners is discussing access to U.S. capital markets, with Robert Stephenson as the Managing Director.Aug 27
• Concurrent Investment Advisors LLC grew its position in shares and filed the ownership change with the Securities and Exchange Commission.Sep 8
• Industry group supports a rule change while Paul Atkins serves as Chairman of the SEC.Sep 4
• The SEC is creating a regulatory pathway for digital investing, using its authority after the Senate failed to advance related legislation.Sep 17