- The UK is modernizing its financial conduct regime by moving detailed conduct regulation to FCA rules.
- An investigation found widespread poor practice across the banking industry, overseen by the FCA.
The FCA is taking action against unregulated individuals who were giving financial advice.
1 report, 1 independent
Updated Aug 11
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What happened
The FCA is taking action against unregulated individuals who were giving financial advice.
Who's involved
What this event is mainly aboutKeep exploring
The entities involved
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Financial Conduct Authority
quasi-governmental agency in the United Kingdom
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- CT Progressive Income PLC complied with FCA disclosure rules and purchased shares on the London Stock Exchange.